Cftc notices
WebJun 8, 2024 · The Commodity Futures Trading Commission (“CFTC” or “Commission”) is seeking public responses to this Request for Information to better inform its understanding and oversight of climate-related financial risk as pertinent to the derivatives markets and underlying commodities markets. Public responses to this request will help to inform ... WebFeb 18, 2024 · Any Member that engages a Third-Party Service Provider to perform a function to meet a regulatory obligation pursuant to an NFA and/or CFTC Requirement …
Cftc notices
Did you know?
WebAug 16, 2013 · IntroductionOn August 12, 2013, the U.S. Commodity Futures Trading Commission adopted final regulations with respect to commodity pool operators (“CPOs”) of registered investment companies (“RICs”).1 The CFTC’s action will permit CPOs to RICs to satisfy the disclosure, reporting, and recordkeeping requirements that would otherwise … http://www.cffex.com.cn/en_new/Notices/20240414/32080.html
WebFor questions regarding any of the MRANs listed below, please contact the Market Regulation Department by phone at +1 312 341 7970 or via email at [email protected]. To obtain a copy of previously issued MRANs or other CME Group issued advisory notices, please use the Advisory Notice Search. … WebWashington, D.C. — The Commodity Futures Trading Commission today filed a civil enforcement action in the U.S. District Court for the Eastern District of New York against …
WebAug 28, 2024 · The U.S. Congress enacted the Class Action Fairness Act (CAFA) to protect consumers and to prevent potential attorney’s fee abuses. CAFA, as defined in 28 U.S.C. § 1711 – 1715, imposes an obligation on all class action defendants to serve notices of proposed class action settlements to “appropriate federal officials” in the states in which … WebCFTC-12, National Futures Association (NFA) Applications Suite System (Exempted) 84 FR 17811 This system contains records held by NFA on behalf of the CFTC by delegated …
WebJul 1, 2003 · interpretive notice In October 2001, the CFTC issued a Statement of Acceptable Practices ("Statement") for ethics training. This Statement replaces the Commission's prescriptive ethics training rule and allows flexibility in the format, frequency and providers of ethics training, permitting each firm to tailor its training program to better ...
WebOct 5, 2024 · On September 22, 2024, the Commodity Futures Trading Commission (CFTC or Commission) (1) issued an order settling charges against protocol creator bZeroX, LLC and its founders, and (2) filed a federal civil enforcement action against the Ooki DAO, the unincorporated decentralized autonomous organization (DAO) that was the … find the american states quizWeb1. What are the CFTC Initial Margin Segregation Regulations? Swap dealers and major swap participants are required to notify counterparties of their right to require segregation … ericsson salary hikeWebFeb 18, 2024 · On December 1, 2024, the NFA issued a notice reminding its members of the annual affirmation requirement for persons or entities claiming an exemption or exclusion from registration as a CPO or CTA under applicable CFTC regulations. 1 This client alert summarizes the key points from the NFA’s notice. Authors: Joseph M. Motto Zachary J. … ericsson salaryWebThe Commodity Futures Trading Commission, the Federal regulatory agency for futures trading, was established by the Commodity Futures Trading Commission Act of 1974 ( 7 U.S.C. 4a ). The Commission began operation in April 1975, and its authority to regulate futures trading was renewed by Congress in 1978, 1982, 1986, 1992, 1995, and 2000. find the amount of time. i $30 p $500 r 3%WebApr 14, 2024 · For CSI 1000 index options, contract months with single counted (long or short) aggregate positions of 20,000 lots or more and the current month shall be identified as active options contract months. This Notice shall come into effect on April 21, 2024. The Notice on Information Disclosure Standards for Futures and Options Products (CFFEX ... find the altitude of a triangleWebThe information must have led to a successful resolution of CFTC action or a Related Action; The whistleblower, upon CFTC staff’s request, must provide certain additional information; The whistleblower must have submitted an award application (Form WB-APP) in response to a Notice of Covered Action or a final judgment in a Related Action or both find the amount of 98 pure na2co3WebJul 5, 2024 · To make an award claim, you must submit a Form WB-APP by mail or facsimile to the following address: Commodity Futures Trading Commission. Whistleblower Office. 1155 21st Street, NW. Washington, DC 20581. Fax: (202) 418-5975. All award claims for this Notice must be received no later than October 5, 2024. Please note that by posting … find the amount invested at each given rate